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On the evening of the 12th, Guotai Junan and Haitong Securities both announced that they had checked the transactions of insiders involved in this transaction in A shares of Guotai Junan and Haitong Securities, involving 11 related natural persons.On the evening of the 12th, Guotai Junan and Haitong Securities both announced that they had checked the transactions of insiders involved in this transaction in A shares of Guotai Junan and Haitong Securities, involving 11 related natural persons.

Han Zhi Da has been the vice president of Guotai Junan since July 17, 2024. The stock source of Guotai Junan is the restricted stock incentive plan, and the trading of Guotai Junan stock occurred before I became the vice president of Guotai Junan. According to the self-inspection report, Han Zhi Da sold 138,600 shares on May 15th, 2024. According to the self-inspection report issued by Han Zhida, it still holds 71,400 restricted shares.According to the announcement, the self-examination period of insider information about the stock trading of this transaction is from six months before the merging parties first disclose this transaction or apply for stock suspension for this transaction (whichever is earlier) to the day before the first disclosure of "Guotai Junan Securities Co., Ltd. Share Exchange, Absorbing and Merging Haitong Securities Co., Ltd. and Raising Matching Funds and Related Party Transactions (Draft)", that is, from March 5, 2024 to November 21, 2024.[There is no silver here, three hundred and twenty! 】

Institutional trading situation[There is no silver here, three hundred and twenty! 】According to the information issued by the above-mentioned institutions, there is no correlation between the above stock trading behavior and this major asset restructuring, and it does not involve the use of insider information for trading.